Qualified Foreign Institutional Investor (QFII)

Under the Qualified Foreign Institutional Investor (QFII) Scheme, foreign institutional investors to enter Chinese securities market are required to meet certain conditions and obtain approval from the China Securities Regulatory Commission.

In China, the domestic transfer of foreign exchange capital and the outbound and inbound remittance are supervised under the Chinese regulators as its capital accounts are not fully open. QFII scheme, which officially took effect in December 2002, is a transitional arrangement providing foreign institutional investors with access to domestic securities markets.

NumberChinese NameNameCustodian BanksLicence Approval DateInvestment Quota
(US$ million)
1瑞士银行UBS AGCitibank Shanghai BranchMay 23 2003 800.00
2野村证券株式会社Nomura Securities Co.,Ltd.Citibank Shanghai BranchMay 23 2003 350.00
3摩根士丹利国际有限公司Morgan Stanley & Co. International LimitedHSBC Shanghai BranchJun 5 2003 400.00
4花旗环球金融有限公司Citigroup Global Markets LimitedStandard Chartered Bank Shanghai BranchJun 5 2003 550.00
5高盛公司Goldman, Sachs & Co.HSBC Shanghai BranchJul 4 2003 300.00
6德意志银行Deutsche Bank AG Citibank Shanghai BranchJul 30 2003 400.00
7香港上海汇丰银行有限公司The Hongkong and Shanghai Banking Corporation LimitedChina Construction BankAug 4 2003400.00
8荷兰商业银行ING Bank N. V.Standard Chartered Bank Shanghai BranchSep 10 2003 350.00
9摩根大通银行Jpmorgan Chase Bank HSBC Shanghai BranchSep 30 2003150.00
10瑞士信贷(香港)有限公司Credit Suisse (HongKong) LimitedIndustrial and Commercial Bank of ChinaOct 24 2003 500.00
11渣打银行香港分行Standard Chartered Bank (HongKong) LimitedBank of ChinaDec 11 2003 75.00
12日兴资产管理有限公司Nikko Asset Management Co.,Ltd.Bank of CommunicationsDec 11 2003450.00
13美林国际Merrill Lynch InternationalHSBC Shanghai BranchApr 30 2004 300.00
14恒生银行有限公司Hangseng BankChina Construction BankMay 10 2004 100.00
15大和证券SMBC株式会社Daiwa Securities SMBC Co.,Ltd.Industrial and Commercial Bank of ChinaMay 10 2004 50.00
16雷曼兄弟国际(欧洲)公司Lehman Brothers International (Europe)Agricultural Bank of ChinaJul 6 2004200.00
17比尔及梅林达盖茨基金会Bill & Melinda Gates FoundationHSBC Shanghai BranchJul 19 2004100.00
18景顺资产管理有限公司INVESCO Asset Management LimitedBank of ChinaAug 4 2004250.00
19荷兰银行有限公司ABN AMRO Bank N.V.HSBC Shanghai BranchSep 2 2004175.00
20法国兴业银行Société GénéraleHSBC Shanghai BranchSep 2 200450.00
21巴克莱银行Barclays Bank PLCStandard Chartered Bank Shanghai BranchSep 15 200475.00
22德雷斯登银行股份公司Dresdner Bank AktiengesellschaftIndustrial and Commercial Bank of ChinaSep 27 200475.00
23富通银行Fortis Bank SA/NVBank of ChinaSep 29 2004500.00
24法国巴黎银行BNP ParibasAgricultural Bank of ChinaSep 29 2004200.00
25加拿大鲍尔公司Power Corporation of CanadaChina Construction Bank Oct 15 200450.00
26东方汇理银行Calyon S.A.HSBC Shanghai BranchOct 15 200475.00
27高盛国际资产管理公司Goldman Sachs Asset Management InternationalHSBC Shanghai BranchMay 9 2005200.00
28马丁可利投资管理有限公司Martin Currie Investment Management LtdCitibank Shanghai BranchOct 25 2005120.00
29新加坡政府投资有限公司Government of Singapore Investment Corporation Pte LtdStandard Chartered Bank Shanghai BranchOct 25 2005 100.00
30美国国际集团AIG Global Investment CorpBank of ChinaNov 14 200550.00
31淡马锡富敦投资有限公司Temasek Fullerton Alpha Investments Pte LtdHSBC Shanghai BranchNov 15 2005100.00
32怡富资产管理有限公司JF Asset Management Limited-Dec 28 2005 -
33日本第一生命保险相互会社The Dai-ichi Mutual Life Insurance CompanyBank of ChinaDec 28 2005100.00
34新加坡星展银行DBS Bank Ltd.Agricultural Bank of ChinaFeb 13 2006100.00
35安保资本投资有限公司AMP Capital Investors Ltd.China Construction Bank Apr 10 2006 200.00
36加拿大丰业银行Scotia Bank or The Bank of Nova ScotiaBank of ChinaApr 10 2006 150.00
37比联金融产品英国有限公司KBC Financial Products UK LimitedCitibank Shanghai BranchApr 10 2006100.00
38法国爱德蒙得洛希尔银行La Compagnie FinancierrEdmond de Rothschild BanqueBank of ChinaApr 10 2006100.00
39耶鲁大学Yale UniversityHSBC Shanghai BranchApr 14 200650.00
40摩根士丹利投资管理公司Morgan Stanley Investment Management Inc.HSBC Shanghai BranchJul 7 2006 200.00
41英国保诚资产管理(香港)有限公司Prudential Asset Management (Hongkong) LimitedAgricultural Bank of ChinaJul 7 2006200.00
42斯坦福大学Stanford UniversityHSBC Shanghai BranchAug 5 2006 50.00
43通用资产管理公司GE Asset Management IncorporatedHSBC Shanghai BranchAug 5 2006 200.00
44大华银行有限公司United Overseas Bank LimitedIndustrial and Commercial Bank of ChinaAug 5 200650.00
45施罗德投资管理有限公司Schroder Investment Mangement LimitedBank of CommunicationsAug 29 2006 200.00
46汇丰投资管理(香港)有限公司HSBC Investments (Hongkong) LimitedBank of CommunicationsSep 5 2006 200.00
47新光证券株式会社Shinko Securities Co.LtdChina Construction Bank Sep 5 2006 50.00
48瑞银环球资产管理(新加坡)有限公司UBS Global Asset Management (Singapore) LtdCitibank Shanghai BranchSep 25 2006200.00
49三井住友资产管理株式会社Sumitomo Mitsui Asset Management Company, LimitedCitibank Shanghai BranchSep 25 2006 200.00
50挪威中央银行Norges Bank-Oct 24 2006 200.00
51百达资产管理有限公司Pictet Asset Management Limited-Oct 25 2006 100.00
52哥伦比亚大学The Trustees of Columbia University in the City of New York-Mar 12 2008 100.00
53保德信资产运用株式会社Prudential Asset Management Co.,Ltd.-Apr 7 2008 75.00
54荷宝基金管理公司Robeco Institutional Asset management B.V.-May 5 2008 150.00
55道富环球投资管理亚洲有限公司State Street Global Advisors Asia Limited-May 16 2008 -
56铂金投资管理有限公司Platinum Investment Company Limited-Jun 2 2008-
57比利时联合资产管理有限公司KBC Asset Management N.V.-Jun 2 2008-
58未来资产基金管理公司Mirae Asset Investment Management Co., Ltd-Jul 25 2008-
59安达国际控股有限公司ACE INA International Holdings,Ltd.-Aug 5 2008 -
60魁北克储蓄投资集团Caisse de dép?t et placement du Québec-Aug 22 2008-
61哈佛大学President and Fellows of Harvard College-Aug 22 2008 -
62三星投资信托运用株式会社Samsung Investment Trust Management Co., Ltd.-Aug 25 2008 -
63联博有限公司AllianceBernstein Limited-Aug 28 2008 -
64华侨银行有限公司Oversea-Chinese Banking Corporation Limited-Aug 28 2008 -
65首域投资管理(英国)有限公司First State Investment Management (UK) Limited-Sep 11 2008 -
66大和证券投资信托委托株式会社DAIWA Asset Management Co.-Sep 11 2008 -
67壳牌资产管理有限公司Shell Asset Manafement Company B.V-Sep 12 2008 -
68普信国际公司T. Rowe Price International, Inc.-Sep 12 2008 -
69法国兴业资产管理有限公司Société Générale Asset Management SA-Oct 14 2008-
70瑞士信贷Credit Suisse-Oct 14 2008 -
71大华投资管理有限公司UOB Asset Management LTD-Nov 28 2008 -
72阿布达比投资局ABU Dhabi Investment Authority-Dec 3 2008-
73德盛安联资产管理卢森堡Allianz Global Investors Luxembourg S.A.-Dec 16 2008-
74资金国际公司Capital International,inc.-Dec 18 2008 -
75三菱日联证券股份有限公司Mitsubishi UFJ Securities Co., Ltd.-Dec 29 2008-
76韩华投资信托管理株式会社Hanwha Investment Trust Management Co., Ltd-Feb 5 2009 -
77新兴市场管理有限公司Emerging Markets Management, L.L.C.-Feb 10 2009 -
78德意志资产管理有限公司DWS Investment S.A.-Feb 24 2009 -
79韩国产业银行The Korea Development Bank-Apr 23 2009 -
80韩国友利银行股份有限公司Woori Bank Co., Ltd-May 4 2009 -
81马来西亚国家银行Bank Negara Malaysia -May 19 2009 -
82罗祖儒投资管理(香港)有限公司Lloyd George Management (Hong Kong) Limited-May 27 2009-
83邓普顿投资顾问有限公司Templeton Investment Counsel, LLC-Jun 5 2009-
84东亚联丰投资管理有限公司BEA Union Investment Management Limited-Jun 18 2009 -
85住友信托银行The Sumitomo Trust& Banking Co. Ltd-Jun 26 2009 -

Source: State Administration of Foreign Exchange of China
Note: There is no specific data concerning the exact investment quota of each QFII from 2008 to June 2009, however, the newly increased investment quota of QFII in 2008 was US$2.86 billion, according to the China Securities Regulatory Commission. As of the end of 2008, the State Administration of Foreign Exchange had cumulatively approved US$12.8 billion of QFII investment quota.

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